by James L. Morrison
[Note: This is a re-formatted manuscript that was originally published in
On the Horizon, 1992, 1(4), 11-12. It is posted here with permission
from Jossey Bass
Publishers.]
Congress has long voted
money for influential legislators' pork barrel projects such as roads, dams, and post
offices. Then, almost without public notice, Congress extended pork barrel politics to a
new domain: science. The result of pork barrel funding of science has been chaotic and
subject to political influence. Funds go to everything from support of scientists, to
support of congressional whims, with little sense of priorities. Congressional
micro-management, not scientifically informed, freezes out innovative ideas and favors big
science over little science.
Rather than assigning science allocation
to Congress, Joseph Martino, an expert on technology forecasting, agrees with Francis
Crick, co-discoverer of DNA, that it is "far better for research programs to have
many sources of money, with a series of mini-dictators to distribute it." Martino
recommends additional programs such as greater research support from industry, a stronger
patent system, increased US savings rate, improved financial accounting standards, more
research support from private foundations, income tax deductions for private funding of
research (parallel to deductions for charitable organizations) and the elimination of
government actions that discourage support for research (e.g., the proposal to tax
advertising revenue for scholarly journals). [Martino, J.P. (1992) Science funding:
Politics and pork barrel. New Brunswick NJ: Transaction Publishers. Adapted from Future
Survey, (1993, April).]
In late 1991, there were about 1,000
advisory committees of all kinds in the U.S. Federal government, reporting to 57
sponsoring agencies. About half of them are clearly scientific; others could be considered
scientific under a looser definition. Their activities include peer review, program
advising, ad hoc fact-finding or investigating, and providing advice on broad
political-technical issues.
According to Bruce L. R. Smith of the
Brookings Institution, successful advisory committees have a clear mandate relating to an
issue or problem, an identifiable client or point of access to the agency, a committee
chair "on the same political wave-length" as the policymaker, some diversity of
outlook, adequate supporting resources, and a pragmatic rationalist mode ("They will
almost always have subtly negotiated the terms of what they will say so as to mesh with
the goals of their clients").
Science advisory committees have
sometimes played significant policy roles vis-a-vis input for governmental agencies, but
they also are vulnerable to neglect, misuse, or atrophy. Committees face an increasingly
burdensome climate, as the need for technically informed and experienced advisors seems
more important than ever. The challenge is to make the advisory system con-tribute to
effective government without creating more bureaucratic clutter that prolongs and
complicates decisions. Fair balance is needed in the advisory system to find an effective
level of creative tension that will nurture debate while avoiding an entrenched old-boy
network and the dangers of arrogance and irrelevance. [Smith, B. L.R. (1992). The
advisors: Scientists in the policy process. Washington: The Brookings Institution.
Adapted from Future Survey, (1993, April).]
Implications
Old-boy networks and pork barrel funding of science stifle innovation and ultimately lead
to the corruption of the scientific enterprise. Science flourishes in an environment of
open debate and peer review. It is incumbent upon all institutions of higher learning to
maintain a climate of open debate and creative tension and to remain at arms length from
the political process. Unfortunately, the recent controversies at Stanford University
regarding the inappropriate use of indirect costs, and at the University of California
regarding the multimillion dollar retirement package of their president give the
impression that scientific research is just another government supported commodity.
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